Holdings derived from the most recent reported transactions. Not adjusted for stock splits or share-class conversions.
| Issuer | Shares | Source | Last tx | Detail |
|---|---|---|---|---|
| VBI Vaccines Inc/BC | 9,345,725 | reported | 30 Oct 2017 | tx 4+3,125,000−12,500 |
| PAULSON CAPITAL CORP | 80,000 | reported | 30 Jul 2015 | tx 1+40,000 |
| Roth CH Acquisition V Co. | 42,523 | reported | 03 Dec 2021 | tx 2+6,853 |
| RESPONSE GENETICS INC | 27,000 | reported | 10 Jul 2014 | tx 2+81,000 |
| Great Basin Scientific, Inc. | 17,500 | reported | 20 Oct 2014 | tx 3+22,500−5,000 |
| TIGO ENERGY, INC. | 12,549 | reported | 23 May 2023 | tx 4+6,853−22,584 |
| Date | Type | Issuer | Qty | Price | Signals |
|---|---|---|---|---|---|
| 23 May 2023 | SALE | TIGO ENERGY, INC. | 20,485 | — | |
| 23 May 2023 | SALE | TIGO ENERGY, INC. | 2,099 | — | deriv |
| 03 Dec 2021 | PURCHASE | Roth CH Acquisition V Co. | 4,569 | 10.00 USD | |
| 03 Dec 2021 | PURCHASE | Roth CH Acquisition V Co. | 2,284 | — | deriv |
| 10 Aug 2021 | PURCHASE | TIGO ENERGY, INC. | 4,569 | 10.00 USD | |
| 10 Aug 2021 | PURCHASE | TIGO ENERGY, INC. | 2,284 | — | derivfirst after silence |
| 30 Oct 2017 | PURCHASE | VBI Vaccines Inc/BC | 3,100,000 | 3.05 USD | |
| 14 Jun 2017 | EXERCISE | VBI Vaccines Inc/BC | 12,500 | — | |
| 14 Jun 2017 | EXERCISE | VBI Vaccines Inc/BC | 12,500 | — | deriv |
| 30 Mar 2017 | GRANT_AWARD | VBI Vaccines Inc/BC | 12,500 | 0.00 USD | deriv |
| 30 Jul 2015 | GRANT_AWARD | PAULSON CAPITAL CORP | 40,000 | 0.00 USD | deriv |
| 20 Oct 2014 | GRANT_AWARD | Great Basin Scientific, Inc. | 17,500 | 0.00 USD | deriv |
| 15 Oct 2014 | CONVERSION | Great Basin Scientific, Inc. | 5,000 | — | |
| 15 Oct 2014 | CONVERSION | Great Basin Scientific, Inc. | 5,000 | 0.00 USD | deriv |
| 10 Jul 2014 | GRANT_AWARD | RESPONSE GENETICS INC | 27,000 | 0.00 USD | deriv |
| 20 Nov 2013 | GRANT_AWARD | RESPONSE GENETICS INC | 54,000 | 0.00 USD | deriv |
1 purchase reported after at least 12 months of silence — most recent on 10 Aug 2021.