Holdings derived from the most recent reported transactions. Not adjusted for stock splits or share-class conversions.
| Issuer | Shares | Source | Last tx | Detail |
|---|---|---|---|---|
| SYNERGY PHARMACEUTICALS, INC. | 918,873 | reported | 29 Oct 2013 | tx 36+4,145,640 |
| Cardiff Oncology, Inc. | 528,844 | reported | 26 Jul 2013 | tx 11+930,632 |
| INHIBITEX, INC. | 0 | reported | 13 Feb 2012 | tx 24+4,427,075−1,441,400 |
| CALLISTO PHARMACEUTICALS INC | 0 | reported | 17 Jan 2013 | tx 14+660,185−3,712,727 |
| Date | Type | Issuer | Qty | Price | Signals |
|---|---|---|---|---|---|
| 29 Oct 2013 | PURCHASE | SYNERGY PHARMACEUTICALS, INC. | 12,000 | 4.09 USD | |
| 26 Jul 2013 | GRANT_AWARD | Cardiff Oncology, Inc. | 90,000 | 0.00 USD | deriv |
| 12 Jul 2013 | GRANT_AWARD | SYNERGY PHARMACEUTICALS, INC. | 100,000 | 0.00 USD | deriv |
| 14 Jun 2013 | PURCHASE | SYNERGY PHARMACEUTICALS, INC. | 8,000 | 4.42 USD | |
| 24 Apr 2013 | PURCHASE | SYNERGY PHARMACEUTICALS, INC. | 12,500 | 4.46 USD | |
| 24 Apr 2013 | PURCHASE | SYNERGY PHARMACEUTICALS, INC. | 5,500 | 4.66 USD | |
| 14 Feb 2013 | GRANT_AWARD | Cardiff Oncology, Inc. | 7,832 | 0.00 USD | deriv |
| 05 Feb 2013 | PURCHASE | SYNERGY PHARMACEUTICALS, INC. | 4,000 | 6.18 USD | |
| 04 Feb 2013 | PURCHASE | SYNERGY PHARMACEUTICALS, INC. | 1,000 | 6.04 USD | |
| 04 Feb 2013 | PURCHASE | SYNERGY PHARMACEUTICALS, INC. | 13,090 | 6.04 USD | |
| 30 Jan 2013 | GRANT_AWARD | SYNERGY PHARMACEUTICALS, INC. | 20,000 | 5.99 USD | |
| 30 Jan 2013 | GRANT_AWARD | SYNERGY PHARMACEUTICALS, INC. | 6,000 | 5.97 USD | |
| 17 Jan 2013 | GRANT_AWARD | SYNERGY PHARMACEUTICALS, INC. | 393,023 | — | |
| 17 Jan 2013 | GRANT_AWARD | SYNERGY PHARMACEUTICALS, INC. | 17,990 | — | deriv |
| 17 Jan 2013 | GRANT_AWARD | SYNERGY PHARMACEUTICALS, INC. | 67,463 | — | deriv |
| 17 Jan 2013 | GRANT_AWARD | SYNERGY PHARMACEUTICALS, INC. | 40,478 | — | deriv |
| 17 Jan 2013 | GRANT_AWARD | SYNERGY PHARMACEUTICALS, INC. | 70,161 | — | deriv |
| 17 Jan 2013 | GRANT_AWARD | SYNERGY PHARMACEUTICALS, INC. | 46,954 | — | deriv |
| 17 Jan 2013 | GRANT_AWARD | SYNERGY PHARMACEUTICALS, INC. | 12,963 | — | deriv |
| 17 Jan 2013 | GRANT_AWARD | SYNERGY PHARMACEUTICALS, INC. | 13,493 | — | deriv |
| 17 Jan 2013 | OTHER | CALLISTO PHARMACEUTICALS INC | 2,184,672 | — | |
| 17 Jan 2013 | OTHER | CALLISTO PHARMACEUTICALS INC | 390,000 | — | deriv |
| 17 Jan 2013 | OTHER | CALLISTO PHARMACEUTICALS INC | 225,000 | — | deriv |
| 17 Jan 2013 | OTHER | CALLISTO PHARMACEUTICALS INC | 375,000 | — | deriv |
| 17 Jan 2013 | OTHER | CALLISTO PHARMACEUTICALS INC | 100,000 | — | deriv |
1 purchase reported after at least 12 months of silence — most recent on 15 Nov 2010.