Holdings derived from the most recent reported transactions. Not adjusted for stock splits or share-class conversions.
| Issuer | Shares | Source | Last tx | Detail |
|---|---|---|---|---|
| Capitala Finance Corp. | 62,558 | reported | 23 Jun 2021 | tx 34+179,606 |
| Park Sterling Corp | 0 | reported | 30 Nov 2017 | tx 22+78,539−513,729 |
| Date | Type | Issuer | Qty | Price | Signals |
|---|---|---|---|---|---|
| 23 Jun 2021 | PURCHASE | Capitala Finance Corp. | 2,000 | 24.80 USD | |
| 16 Jun 2021 | PURCHASE | Capitala Finance Corp. | 3,400 | 25.87 USD | |
| 14 Jun 2021 | PURCHASE | Capitala Finance Corp. | 3,000 | 26.31 USD | |
| 17 Dec 2020 | PURCHASE | Capitala Finance Corp. | 1,766 | 14.00 USD | |
| 16 Dec 2020 | PURCHASE | Capitala Finance Corp. | 2,592 | 13.98 USD | |
| 15 Dec 2020 | PURCHASE | Capitala Finance Corp. | 3,541 | 13.98 USD | |
| 08 Dec 2020 | PURCHASE | Capitala Finance Corp. | 2,000 | 14.15 USD | |
| 20 Nov 2020 | PURCHASE | Capitala Finance Corp. | 5,000 | 10.47 USD | |
| 18 Nov 2020 | PURCHASE | Capitala Finance Corp. | 3,371 | 10.48 USD | |
| 06 Nov 2020 | PURCHASE | Capitala Finance Corp. | 5,968 | 9.75 USD | |
| 31 Aug 2020 | PURCHASE | Capitala Finance Corp. | 6,667 | 10.30 USD | first after silence |
| 25 May 2018 | PURCHASE | Capitala Finance Corp. | 4,533 | 8.16 USD | |
| 23 Mar 2018 | PURCHASE | Capitala Finance Corp. | 2,058 | 7.80 USD | |
| 22 Mar 2018 | PURCHASE | Capitala Finance Corp. | 3,409 | 7.80 USD | |
| 10 Aug 2017 | PURCHASE | Capitala Finance Corp. | 660 | 9.24 USD | |
| 21 Dec 2017 | PURCHASE | Capitala Finance Corp. | 10,000 | 7.50 USD | |
| 30 Nov 2017 | OTHER | Park Sterling Corp | 361,264 | — | |
| 30 Nov 2017 | OTHER | Park Sterling Corp | 13,750 | — | deriv |
| 30 Nov 2017 | OTHER | Park Sterling Corp | 32,340 | — | deriv |
| 01 Dec 2017 | PURCHASE | Capitala Finance Corp. | 10,000 | 7.62 USD | |
| 13 Nov 2017 | PURCHASE | Capitala Finance Corp. | 10,000 | 7.62 USD | |
| 11 Aug 2017 | PURCHASE | Capitala Finance Corp. | 17,850 | 9.14 USD | |
| 10 Aug 2017 | PURCHASE | Capitala Finance Corp. | 2,150 | 9.24 USD | |
| 25 May 2017 | GRANT_AWARD | Park Sterling Corp | 3,454 | — | |
| 02 Dec 2016 | SALE | Park Sterling Corp | 23,375 | 9.79 USD |
2 purchases reported after at least 12 months of silence — most recent on 31 Aug 2020.