CARNE MICHAEL

Transactions

Issuers

Buys / Sells

5/9

Last tx

19 Sept 2012

Current positions

Holdings derived from the most recent reported transactions. Not adjusted for stock splits or share-class conversions.

Issuer	Shares	Source	Last tx	Detail
Nuveen Tax-Advantaged Dividend Growth Fund	1,711	reported	19 Sept 2012	tx 8+4,875−4,875
NUVEEN TAX ADVANTAGED TOTAL RETURN STRATEGY FUND	0	reported	20 Aug 2012	tx 6+6,075−6,328

Recent transactions

Date	Type	Issuer	Qty	Price
19 Sept 2012	SALE	Nuveen Tax-Advantaged Dividend Growth Fund	300	14.55 USD
19 Sept 2012	SALE	Nuveen Tax-Advantaged Dividend Growth Fund	1,711	14.52 USD
19 Sept 2012	SALE	Nuveen Tax-Advantaged Dividend Growth Fund	501	14.53 USD
20 Aug 2012	SALE	NUVEEN TAX ADVANTAGED TOTAL RETURN STRATEGY FUND	3,207	10.84 USD
17 Jul 2012	SALE	NUVEEN TAX ADVANTAGED TOTAL RETURN STRATEGY FUND	469	10.18 USD
01 Mar 2012	PURCHASE	Nuveen Tax-Advantaged Dividend Growth Fund	375	13.70 USD
01 Mar 2012	PURCHASE	Nuveen Tax-Advantaged Dividend Growth Fund	1,475	13.67 USD
01 Mar 2012	PURCHASE	NUVEEN TAX ADVANTAGED TOTAL RETURN STRATEGY FUND	2,675	11.33 USD
18 Jul 2011	SALE	Nuveen Tax-Advantaged Dividend Growth Fund	779	12.90 USD
18 Jul 2011	SALE	Nuveen Tax-Advantaged Dividend Growth Fund	1,584	12.85 USD
18 Jul 2011	SALE	NUVEEN TAX ADVANTAGED TOTAL RETURN STRATEGY FUND	1,768	10.82 USD
18 Jul 2011	SALE	NUVEEN TAX ADVANTAGED TOTAL RETURN STRATEGY FUND	884	10.82 USD
04 Mar 2011	PURCHASE	Nuveen Tax-Advantaged Dividend Growth Fund	3,025	13.20 USD
04 Mar 2011	PURCHASE	NUVEEN TAX ADVANTAGED TOTAL RETURN STRATEGY FUND	3,400	11.70 USD

Current positions

Holdings derived from the most recent reported transactions. Not adjusted for stock splits or share-class conversions.

Issuer	Shares	Source	Last tx	Detail
Nuveen Tax-Advantaged Dividend Growth Fund	1,711	reported	19 Sept 2012	tx 8+4,875−4,875
NUVEEN TAX ADVANTAGED TOTAL RETURN STRATEGY FUND	0	reported	20 Aug 2012	tx 6+6,075−6,328