Holdings derived from the most recent reported transactions. Not adjusted for stock splits or share-class conversions.
| Issuer | Shares | Source | Last tx | Detail |
|---|---|---|---|---|
| Dividend Capital Realty Income Allocation Fund | 1,553,860 | reported | 22 Mar 2017 | tx 1−2,636,634 |
| Firsthand Technology Value Fund, Inc. | 824,942 | reported | 04 Dec 2014 | tx 2−147,044 |
| ALLIANCE NEW YORK MUNICIPAL INCOME FUND | 423,254 | reported | 20 Jul 2015 | tx 5+106,138 |
| KOREA EQUITY FUND INC | 169,012 | reported | 12 Jun 2017 | tx 6+475,500 |
| Date | Type | Issuer | Qty | Price | Signals |
|---|---|---|---|---|---|
| 12 Jun 2017 | PURCHASE | KOREA EQUITY FUND INC | 5,000 | 9.53 USD | |
| 12 Jun 2017 | PURCHASE | KOREA EQUITY FUND INC | 450,000 | 9.53 USD | anomaly |
| 12 Apr 2017 | PURCHASE | KOREA EQUITY FUND INC | 9,672 | 8.52 USD | first after silence |
| 13 Apr 2017 | PURCHASE | KOREA EQUITY FUND INC | 10,155 | 8.63 USD | |
| 13 Apr 2017 | PURCHASE | KOREA EQUITY FUND INC | 345 | 8.63 USD | anomaly |
| 12 Apr 2017 | PURCHASE | KOREA EQUITY FUND INC | 328 | 8.52 USD | anomaly |
| 22 Mar 2017 | SALE | Dividend Capital Realty Income Allocation Fund | 2,636,634 | 4.87 USD | |
| 17 Jul 2015 | PURCHASE | ALLIANCE NEW YORK MUNICIPAL INCOME FUND | 7,981 | 14.06 USD | |
| 20 Jul 2015 | PURCHASE | ALLIANCE NEW YORK MUNICIPAL INCOME FUND | 2,550 | 14.05 USD | |
| 07 Jul 2015 | PURCHASE | ALLIANCE NEW YORK MUNICIPAL INCOME FUND | 6,573 | 14.16 USD | |
| 14 Jul 2015 | PURCHASE | ALLIANCE NEW YORK MUNICIPAL INCOME FUND | 7,741 | 13.98 USD | |
| 16 Jul 2015 | PURCHASE | ALLIANCE NEW YORK MUNICIPAL INCOME FUND | 81,293 | 14.03 USD | |
| 04 Dec 2014 | SALE | Firsthand Technology Value Fund, Inc. | 2,290 | 19.60 USD | |
| 04 Dec 2014 | SALE | Firsthand Technology Value Fund, Inc. | 144,754 | 19.60 USD |
1 purchase reported after at least 12 months of silence — most recent on 12 Apr 2017.