| 13 Aug 2015 | GRANT_AWARD | RCS Capital Corp | 427,873 | — | |
| 31 Dec 2014 | EXERCISE | RCS Capital Corp | 50,995 | — | |
| 31 Dec 2014 | EXERCISE | RCS Capital Corp | 50,995 | — | deriv |
| 02 Jan 2013 | PURCHASE | Business Development Corp of America | 33,748.7 | 9.63 USD | |
| 30 Jun 2014 | OTHER | RCS Capital Corp | 1,846,945 | 18.42 USD | |
| 03 Jan 2014 | PURCHASE | American Realty Capital Properties, Inc. | 13,095 | 9.39 USD | deriv |
| 08 Jan 2014 | OTHER | American Realty Capital Properties, Inc. | 1,351,172 | — | deriv |
| 03 Jan 2014 | OTHER | American Realty Capital Properties, Inc. | 35 | — | deriv |
| 09 Jan 2014 | PURCHASE | American Realty Capital Properties, Inc. | 5,000 | 20.36 USD | |
| 03 Jan 2014 | OTHER | American Realty Capital Properties, Inc. | 865 | — | |
| 03 Jan 2014 | OTHER | American Realty Capital Properties, Inc. | 757 | — | |
| 03 Jan 2014 | OTHER | American Realty Capital Properties, Inc. | 1,071,253 | — | deriv |
| 03 Jan 2014 | OTHER | American Realty Capital Properties, Inc. | 195,978 | — | deriv |
| 03 Jan 2014 | OTHER | American Realty Capital Trust IV, Inc. | 8,888 | 0.00 USD | |
| 18 Nov 2013 | PURCHASE | American Realty Capital Properties, Inc. | 7,071 | 13.20 USD | |
| 18 Nov 2013 | PURCHASE | American Realty Capital Properties, Inc. | 12,929 | 13.17 USD | |
| 09 Aug 2013 | PURCHASE | American Realty Capital Properties, Inc. | 50,000 | 13.73 USD | |
| 06 Jun 2013 | OTHER | RCS Capital Corp | 24,000,000 | — | |
| 06 Jun 2013 | OTHER | RCS Capital Corp | 100 | — | |
| 06 Jun 2013 | OTHER | RCS Capital Corp | 0 | — | deriv |
| 11 Apr 2013 | PURCHASE | American Realty Capital Properties, Inc. | 30,001 | 15.69 USD | |
| 24 Jan 2013 | CONVERSION | American Realty Capital Properties, Inc. | 13,723 | 0.00 USD | |
| 28 Feb 2013 | CONVERSION | American Realty Capital Properties, Inc. | 13,723 | 0.00 USD | |
| 28 Feb 2013 | OTHER | American Realty Capital Properties, Inc. | 3,115 | — | |
| 06 Sept 2012 | OTHER | American Realty Capital Properties, Inc. | 96,208 | 0.00 USD | |