Holdings derived from the most recent reported transactions. Not adjusted for stock splits or share-class conversions.
| Issuer | Shares | Source | Last tx | Detail |
|---|---|---|---|---|
| ARTISTDIRECT INC | 2,166,667 | reported | 27 Apr 2006 | tx 4+4,333,334−4,333,334 |
| AEP INDUSTRIES INC | 671,900 | reported | 15 Jan 2010 | tx 15+17,100−23,200 |
| BOWLIN TRAVEL CENTERS INC | 456,550 | reported | 26 Apr 2006 | tx 10+7,000−127,000 |
| BioCardia, Inc. | 91,000 | reported | 10 May 2016 | tx 6+90,000−34,254,292 |
| Invesco Advantage Municipal Income Trust II | 1,018 | reported | 31 Jan 2012 | tx 7−186 |
| Date | Type | Issuer | Qty | Price | Signals |
|---|---|---|---|---|---|
| 10 May 2016 | SALE | BioCardia, Inc. | 31,954,292 | 0.10 USD | anomaly |
| 14 May 2014 | PURCHASE | BioCardia, Inc. | 10,000 | 0.08 USD | first after silence |
| 14 May 2014 | PURCHASE | BioCardia, Inc. | 80,000 | 0.08 USD | |
| 23 Oct 2013 | SALE | BioCardia, Inc. | 505,000 | 0.16 USD | |
| 22 Oct 2013 | SALE | BioCardia, Inc. | 324,100 | 0.15 USD | |
| 23 Oct 2013 | SALE | BioCardia, Inc. | 1,470,900 | 0.15 USD | |
| 30 Jan 2012 | OTHER | Invesco Advantage Municipal Income Trust II | 6 | — | |
| 31 Jan 2012 | OTHER | Invesco Advantage Municipal Income Trust II | 41 | — | |
| 18 Jan 2012 | OTHER | Invesco Advantage Municipal Income Trust II | 21 | — | |
| 09 Jan 2012 | OTHER | Invesco Advantage Municipal Income Trust II | 4 | — | |
| 13 Jan 2012 | OTHER | Invesco Advantage Municipal Income Trust II | 20 | — | |
| 12 Jan 2012 | OTHER | Invesco Advantage Municipal Income Trust II | 72 | — | |
| 19 Jan 2012 | OTHER | Invesco Advantage Municipal Income Trust II | 22 | — | |
| 15 Jan 2010 | SALE | AEP INDUSTRIES INC | 5,000 | 40.77 USD | |
| 28 Dec 2009 | SALE | AEP INDUSTRIES INC | 5,000 | 40.17 USD | |
| 29 Dec 2009 | SALE | AEP INDUSTRIES INC | 1,800 | 40.01 USD | |
| 08 May 2009 | SALE | AEP INDUSTRIES INC | 100 | 23.24 USD | |
| 08 May 2009 | SALE | AEP INDUSTRIES INC | 100 | 23.50 USD | |
| 08 May 2009 | SALE | AEP INDUSTRIES INC | 100 | 24.21 USD | |
| 08 May 2009 | SALE | AEP INDUSTRIES INC | 200 | 24.32 USD | |
| 08 May 2009 | SALE | AEP INDUSTRIES INC | 100 | 24.38 USD | |
| 11 May 2009 | SALE | AEP INDUSTRIES INC | 10,800 | 23.33 USD | anomaly |
| 28 Jan 2008 | PURCHASE | AEP INDUSTRIES INC | 600 | 29.50 USD | |
| 24 Jan 2008 | PURCHASE | AEP INDUSTRIES INC | 300 | 29.50 USD | |
| 15 Jan 2008 | PURCHASE | AEP INDUSTRIES INC | 10,000 | 30.00 USD |
2 purchases reported after at least 12 months of silence — most recent on 14 May 2014.