BREMNER ROBERT P

USNatural personTrustee

Transactions

Issuers

Buys / Sells

7/9

Last tx

16 Dec 2013

USNatural personTrustee

Transactions

Issuers

Buys / Sells

7/9

Last tx

16 Dec 2013

Behaviour

1 purchase reported after at least 12 months of silence — most recent on 22 Jan 2007.

Current positions

Holdings derived from the most recent reported transactions. Not adjusted for stock splits or share-class conversions.

Issuer	Shares	Source	Last tx	Detail
NUVEEN TAX ADVANTAGED TOTAL RETURN STRATEGY FUND	800	reported	16 Dec 2013	tx 6+12,500−11,700
NUVEEN DIVERSIFIED DIVIDEND & INCOME FUND	0	reported	16 Dec 2009	tx 5+18,200−18,200
Nuveen Global Value Opportunities Fund	0	reported	16 Dec 2013	tx 3+12,500−12,500
Nuveen Preferred & Income Opportunities Fund	0	reported	16 Dec 2013	tx 2+3,500−3,500

Recent transactions

Date	Type	Issuer	Qty	Price	Signals
16 Dec 2013	SALE	NUVEEN TAX ADVANTAGED TOTAL RETURN STRATEGY FUND	197	13.23 USD
16 Dec 2013	SALE	NUVEEN TAX ADVANTAGED TOTAL RETURN STRATEGY FUND	4,503	13.19 USD
16 Dec 2013	SALE	Nuveen Global Value Opportunities Fund	5,500	12.80 USD
16 Dec 2013	SALE	Nuveen Preferred & Income Opportunities Fund	3,500	8.51 USD
29 Nov 2012	SALE	Nuveen Global Value Opportunities Fund	7,000	14.45 USD
29 Nov 2012	SALE	NUVEEN TAX ADVANTAGED TOTAL RETURN STRATEGY FUND	2,000	10.53 USD
16 Dec 2009	SALE	NUVEEN DIVERSIFIED DIVIDEND & INCOME FUND	13,200	9.46 USD
16 Dec 2009	SALE	NUVEEN TAX ADVANTAGED TOTAL RETURN STRATEGY FUND	5,000	10.43 USD
30 Nov 2007	SALE	NUVEEN DIVERSIFIED DIVIDEND & INCOME FUND	5,000	15.01 USD
22 Jan 2007	PURCHASE	NUVEEN DIVERSIFIED DIVIDEND & INCOME FUND	5,000	20.02 USD
22 Jan 2007	PURCHASE	Nuveen Global Value Opportunities Fund	12,500	19.63 USD	first after silence
13 Feb 2004	PURCHASE	NUVEEN TAX ADVANTAGED TOTAL RETURN STRATEGY FUND	4,000	20.01 USD
13 Feb 2004	PURCHASE	NUVEEN TAX ADVANTAGED TOTAL RETURN STRATEGY FUND	8,500	20.04 USD
17 Dec 2003	PURCHASE	Nuveen Preferred & Income Opportunities Fund	3,500	15.10 USD
17 Dec 2003	PURCHASE	NUVEEN DIVERSIFIED DIVIDEND & INCOME FUND	6,500	15.25 USD
18 Dec 2003	PURCHASE	NUVEEN DIVERSIFIED DIVIDEND & INCOME FUND	6,700	15.20 USD

Current positions

Holdings derived from the most recent reported transactions. Not adjusted for stock splits or share-class conversions.

Issuer	Shares	Source	Last tx	Detail
NUVEEN TAX ADVANTAGED TOTAL RETURN STRATEGY FUND	800	reported	16 Dec 2013	tx 6+12,500−11,700
NUVEEN DIVERSIFIED DIVIDEND & INCOME FUND	0	reported	16 Dec 2009	tx 5+18,200−18,200
Nuveen Global Value Opportunities Fund	0	reported	16 Dec 2013	tx 3+12,500−12,500
Nuveen Preferred & Income Opportunities Fund	0	reported	16 Dec 2013	tx 2+3,500−3,500