Holdings derived from the most recent reported transactions. Not adjusted for stock splits or share-class conversions.
| Issuer | Shares | Source | Last tx | Detail |
|---|---|---|---|---|
| BANC OF CALIFORNIA, INC. | 64,737.8 | reported | 04 Mar 2019 | tx 6+92,106.79−27,369 |
| Square 1 Financial Inc | 0 | reported | 06 Oct 2015 | tx 14+95,837−435,929 |
| Date | Type | Issuer | Qty | Price | Signals |
|---|---|---|---|---|---|
| 04 Mar 2019 | OTHER | BANC OF CALIFORNIA, INC. | 23,334 | 0.00 USD | |
| 01 Oct 2018 | GRANT_AWARD | BANC OF CALIFORNIA, INC. | 54.48 | 18.33 USD | |
| 02 Jul 2018 | GRANT_AWARD | BANC OF CALIFORNIA, INC. | 52.31 | 18.96 USD | |
| 07 May 2018 | TAX_WITHHOLDING | BANC OF CALIFORNIA, INC. | 4,035 | 18.75 USD | |
| 07 Sept 2017 | PURCHASE | BANC OF CALIFORNIA, INC. | 57,000 | 17.56 USD | first after silence |
| 08 Jun 2017 | GRANT_AWARD | BANC OF CALIFORNIA, INC. | 35,000 | 0.00 USD | |
| 06 Oct 2015 | OTHER | Square 1 Financial Inc | 188,684 | — | |
| 06 Oct 2015 | OTHER | Square 1 Financial Inc | 28,981 | — | deriv |
| 06 Oct 2015 | OTHER | Square 1 Financial Inc | 116,670 | — | deriv |
| 06 Oct 2015 | OTHER | Square 1 Financial Inc | 16,666 | — | deriv |
| 08 May 2015 | EXERCISE | Square 1 Financial Inc | 66,664 | 6.00 USD | |
| 08 May 2015 | EXERCISE | Square 1 Financial Inc | 66,664 | 0.00 USD | deriv |
| 03 Mar 2015 | TAX_WITHHOLDING | Square 1 Financial Inc | 2,341 | 26.00 USD | |
| 02 Mar 2015 | TAX_WITHHOLDING | Square 1 Financial Inc | 1,636 | 27.68 USD | |
| 02 Mar 2015 | GRANT_AWARD | Square 1 Financial Inc | 10,839 | 0.00 USD | |
| 02 Mar 2015 | TAX_WITHHOLDING | Square 1 Financial Inc | 2,092 | 27.68 USD | |
| 15 Nov 2014 | TAX_WITHHOLDING | Square 1 Financial Inc | 3,861 | 21.43 USD | |
| 15 Nov 2014 | OTHER | Square 1 Financial Inc | 8,334 | 0.00 USD | |
| 15 Nov 2014 | OTHER | Square 1 Financial Inc | 8,334 | 0.00 USD | |
| 27 Mar 2014 | PURCHASE | Square 1 Financial Inc | 10,000 | 18.00 USD |
1 purchase reported after at least 12 months of silence — most recent on 07 Sept 2017.