| 21 Sept 2018 | SALE | BLACKROCK MUNICIPAL 2020 TERM TRUST | 8,028 | 14.76 USD | |
| 02 Feb 2016 | SALE | BlackRock Science & Technology Trust | 7,592 | 15.90 USD | |
| 30 Jun 2015 | SALE | BlackRock Preferred Partners LLC | 84,000 | — | |
| 01 May 2015 | SALE | BlackRock Multi-Sector Income Trust | 6,964 | 17.56 USD | |
| 31 Mar 2015 | SALE | BlackRock Preferred Partners LLC | 400,000 | — | |
| 04 Mar 2015 | SALE | BlackRock Municipal 2030 Target Term Trust | 5,571 | 20.97 USD | |
| 29 Jan 2015 | SALE | BLACKROCK FLORIDA MUNICIPAL 2020 TERM TRUST | 8,028 | 15.17 USD | |
| 31 Dec 2014 | SALE | BlackRock Preferred Partners LLC | 400,000 | — | |
| 30 Sept 2014 | SALE | BlackRock Preferred Partners LLC | 400,000 | — | |
| 30 Jun 2014 | SALE | BlackRock Preferred Partners LLC | 312,349 | — | |
| 31 Mar 2014 | SALE | BlackRock Preferred Partners LLC | 330,000 | — | |
| 28 Jun 2013 | GIFT | PENNYMAC FINANCIAL SERVICES, INC. | 6,110,000 | 0.00 USD | deriv |
| 31 Dec 2013 | SALE | BlackRock Preferred Partners LLC | 389,000 | — | |
| 19 Mar 2013 | SALE | BLACKROCK Ltd DURATION INCOME TRUST | 6,021 | 18.85 USD | |
| 30 Aug 2011 | PURCHASE | BlackRock Preferred Partners LLC | 2,490,000 | 10.00 USD | |