Holdings derived from the most recent reported transactions. Not adjusted for stock splits or share-class conversions.
| Issuer | Shares | Source | Last tx | Detail |
|---|---|---|---|---|
| Hercules Capital, Inc. | 196,274 | reported | 17 Sept 2011 | tx 38+349,841−86,351 |
| Square 1 Financial Inc | 0 | reported | 06 Oct 2015 | tx 16+44,071−129,741 |
| Date | Type | Issuer | Qty | Price | Signals |
|---|---|---|---|---|---|
| 06 Oct 2015 | OTHER | Square 1 Financial Inc | 34,467 | — | |
| 06 Oct 2015 | OTHER | Square 1 Financial Inc | 15,903 | — | |
| 06 Oct 2015 | OTHER | Square 1 Financial Inc | 9,435 | — | deriv |
| 06 Oct 2015 | OTHER | Square 1 Financial Inc | 24,000 | — | deriv |
| 28 Aug 2015 | TAX_WITHHOLDING | Square 1 Financial Inc | 4,311 | 25.05 USD | |
| 31 Aug 2015 | EXERCISE | Square 1 Financial Inc | 18,000 | 6.00 USD | |
| 28 Aug 2015 | EXERCISE | Square 1 Financial Inc | 18,000 | 6.00 USD | |
| 28 Aug 2015 | EXERCISE | Square 1 Financial Inc | 18,000 | 0.00 USD | deriv |
| 31 Aug 2015 | EXERCISE | Square 1 Financial Inc | 18,000 | 0.00 USD | deriv |
| 02 Mar 2015 | TAX_WITHHOLDING | Square 1 Financial Inc | 204 | 27.68 USD | |
| 02 Mar 2015 | GRANT_AWARD | Square 1 Financial Inc | 1,626 | 0.00 USD | |
| 03 Mar 2015 | TAX_WITHHOLDING | Square 1 Financial Inc | 375 | 26.00 USD | |
| 15 Nov 2014 | OTHER | Square 1 Financial Inc | 3,667 | 0.00 USD | |
| 15 Nov 2014 | OTHER | Square 1 Financial Inc | 3,667 | 0.00 USD | |
| 15 Nov 2014 | TAX_WITHHOLDING | Square 1 Financial Inc | 1,379 | 21.43 USD | |
| 27 Mar 2014 | PURCHASE | Square 1 Financial Inc | 2,778 | 18.00 USD | first after silence |
| 16 Sept 2011 | TAX_WITHHOLDING | Hercules Capital, Inc. | 459 | 9.38 USD | |
| 17 Sept 2011 | TAX_WITHHOLDING | Hercules Capital, Inc. | 230 | 9.38 USD | |
| 17 Aug 2011 | TAX_WITHHOLDING | Hercules Capital, Inc. | 230 | 9.19 USD | |
| 16 Aug 2011 | TAX_WITHHOLDING | Hercules Capital, Inc. | 459 | 9.11 USD | |
| 15 Aug 2011 | TAX_WITHHOLDING | Hercules Capital, Inc. | 276 | 9.23 USD | |
| 17 Jul 2011 | TAX_WITHHOLDING | Hercules Capital, Inc. | 230 | 10.33 USD | |
| 16 Jul 2011 | TAX_WITHHOLDING | Hercules Capital, Inc. | 459 | 10.33 USD | |
| 16 Jun 2011 | TAX_WITHHOLDING | Hercules Capital, Inc. | 459 | 10.34 USD | |
| 17 Jun 2011 | TAX_WITHHOLDING | Hercules Capital, Inc. | 230 | 10.28 USD |
2 purchases reported after at least 12 months of silence — most recent on 27 Mar 2014.