Berman Bernard D

USNatural personChair

Transactions

Issuers

Buys / Sells

59/2

Last tx

28 Apr 2022

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Insider

Berman Bernard D

USNatural personChair

Transactions

Issuers

Buys / Sells

59/2

Last tx

28 Apr 2022

Current positions

Holdings derived from the most recent reported transactions. Not adjusted for stock splits or share-class conversions.

Issuer	Shares	Source	Last tx	Detail
Fifth Street Asset Management Inc.	1,402,071	reported	26 Oct 2017	tx 27+9,933,904−3,224,248
Fifth Street Senior Floating Rate Corp.	92,027	reported	29 Sept 2017	tx 32+101,500−7,473
Oaktree Specialty Lending Corp	35,968	reported	29 Sept 2017	tx 29+55,600−20,000
AFC BDC Inc.	25,000	reported	28 Apr 2022	tx 1+25,000

Recent transactions

Date	Type	Issuer	Qty	Price	Signals
28 Apr 2022	OTHER	AFC BDC Inc.	25,000	20.00 USD
26 Oct 2017	TAX_WITHHOLDING	Fifth Street Asset Management Inc.	30,263	4.00 USD
26 Oct 2017	EXERCISE	Fifth Street Asset Management Inc.	70,591	—
26 Oct 2017	EXERCISE	Fifth Street Asset Management Inc.	70,591	0.00 USD	deriv
17 Oct 2017	TAX_WITHHOLDING	Fifth Street Asset Management Inc.	41,954	3.95 USD
17 Oct 2017	EXERCISE	Fifth Street Asset Management Inc.	97,863	—
17 Oct 2017	EXERCISE	Fifth Street Asset Management Inc.	97,863	0.00 USD	deriv
16 Oct 2017	EXERCISE	Fifth Street Asset Management Inc.	988,678	—
16 Oct 2017	OTHER	Fifth Street Asset Management Inc.	1,491,479	—
16 Oct 2017	EXERCISE	Fifth Street Asset Management Inc.	502,801	—
16 Oct 2017	EXERCISE	Fifth Street Asset Management Inc.	988,678	0.00 USD	deriv
16 Oct 2017	EXERCISE	Fifth Street Asset Management Inc.	502,801	0.00 USD	deriv
29 Sept 2017	SALE	Fifth Street Senior Floating Rate Corp.	7,473	8.80 USD
29 Sept 2017	SALE	Oaktree Specialty Lending Corp	20,000	5.43 USD
17 Mar 2017	PURCHASE	Oaktree Specialty Lending Corp	5,000	4.55 USD
09 Mar 2017	PURCHASE	Fifth Street Senior Floating Rate Corp.	2,500	8.70 USD
10 Mar 2017	PURCHASE	Fifth Street Senior Floating Rate Corp.	2,500	8.84 USD
03 Mar 2017	PURCHASE	Oaktree Specialty Lending Corp	5,000	4.39 USD
03 Mar 2017	PURCHASE	Oaktree Specialty Lending Corp	5,000	4.38 USD
06 Mar 2017	PURCHASE	Oaktree Specialty Lending Corp	5,000	4.35 USD
03 Mar 2017	PURCHASE	Fifth Street Senior Floating Rate Corp.	100	8.85 USD
03 Mar 2017	PURCHASE	Fifth Street Senior Floating Rate Corp.	200	8.87 USD
03 Mar 2017	PURCHASE	Fifth Street Senior Floating Rate Corp.	600	9.02 USD
03 Mar 2017	PURCHASE	Fifth Street Senior Floating Rate Corp.	100	8.86 USD
10 Feb 2017	PURCHASE	Oaktree Specialty Lending Corp	5,000	4.65 USD

Current positions

Holdings derived from the most recent reported transactions. Not adjusted for stock splits or share-class conversions.

Issuer	Shares	Source	Last tx	Detail
Fifth Street Asset Management Inc.	1,402,071	reported	26 Oct 2017	tx 27+9,933,904−3,224,248
Fifth Street Senior Floating Rate Corp.	92,027	reported	29 Sept 2017	tx 32+101,500−7,473
Oaktree Specialty Lending Corp	35,968	reported	29 Sept 2017	tx 29+55,600−20,000
AFC BDC Inc.	25,000	reported	28 Apr 2022	tx 1+25,000

Recent transactions

Date	Type	Issuer	Qty	Price	Signals
28 Apr 2022	OTHER	AFC BDC Inc.	25,000	20.00 USD
26 Oct 2017	TAX_WITHHOLDING	Fifth Street Asset Management Inc.	30,263	4.00 USD
26 Oct 2017	EXERCISE	Fifth Street Asset Management Inc.	70,591	—
26 Oct 2017	EXERCISE	Fifth Street Asset Management Inc.	70,591	0.00 USD	deriv
17 Oct 2017	TAX_WITHHOLDING	Fifth Street Asset Management Inc.	41,954	3.95 USD
17 Oct 2017	EXERCISE	Fifth Street Asset Management Inc.	97,863	—
17 Oct 2017	EXERCISE	Fifth Street Asset Management Inc.	97,863	0.00 USD	deriv
16 Oct 2017	EXERCISE	Fifth Street Asset Management Inc.	988,678	—
16 Oct 2017	OTHER	Fifth Street Asset Management Inc.	1,491,479	—
16 Oct 2017	EXERCISE	Fifth Street Asset Management Inc.	502,801	—
16 Oct 2017	EXERCISE	Fifth Street Asset Management Inc.	988,678	0.00 USD	deriv
16 Oct 2017	EXERCISE	Fifth Street Asset Management Inc.	502,801	0.00 USD	deriv
29 Sept 2017	SALE	Fifth Street Senior Floating Rate Corp.	7,473	8.80 USD
29 Sept 2017	SALE	Oaktree Specialty Lending Corp	20,000	5.43 USD
17 Mar 2017	PURCHASE	Oaktree Specialty Lending Corp	5,000	4.55 USD
09 Mar 2017	PURCHASE	Fifth Street Senior Floating Rate Corp.	2,500	8.70 USD
10 Mar 2017	PURCHASE	Fifth Street Senior Floating Rate Corp.	2,500	8.84 USD
03 Mar 2017	PURCHASE	Oaktree Specialty Lending Corp	5,000	4.39 USD
03 Mar 2017	PURCHASE	Oaktree Specialty Lending Corp	5,000	4.38 USD
06 Mar 2017	PURCHASE	Oaktree Specialty Lending Corp	5,000	4.35 USD
03 Mar 2017	PURCHASE	Fifth Street Senior Floating Rate Corp.	100	8.85 USD
03 Mar 2017	PURCHASE	Fifth Street Senior Floating Rate Corp.	200	8.87 USD
03 Mar 2017	PURCHASE	Fifth Street Senior Floating Rate Corp.	600	9.02 USD
03 Mar 2017	PURCHASE	Fifth Street Senior Floating Rate Corp.	100	8.86 USD
10 Feb 2017	PURCHASE	Oaktree Specialty Lending Corp	5,000	4.65 USD