Holdings derived from the most recent reported transactions. Not adjusted for stock splits or share-class conversions.
| Issuer | Shares | Source | Last tx | Detail |
|---|---|---|---|---|
| Neuberger High Yield Strategies Fund Inc. | 24,695 | reported | 09 May 2013 | tx 4+24,695 |
| LEHMAN BROTHERS FIRST TRUST INCOME OPPORTUNITY FUND | 0 | reported | 06 Aug 2010 | tx 4+5,982−7,300 |
| Date | Type | Issuer | Qty | Price | Signals |
|---|---|---|---|---|---|
| 07 May 2013 | PURCHASE | Neuberger High Yield Strategies Fund Inc. | 4,218 | 14.30 USD | first after silence |
| 09 May 2013 | PURCHASE | Neuberger High Yield Strategies Fund Inc. | 4,377 | 14.39 USD | |
| 08 May 2013 | PURCHASE | Neuberger High Yield Strategies Fund Inc. | 8,800 | 14.36 USD | |
| 06 Aug 2010 | OTHER | LEHMAN BROTHERS FIRST TRUST INCOME OPPORTUNITY FUND | 7,300 | — | |
| 06 Aug 2010 | OTHER | Neuberger High Yield Strategies Fund Inc. | 7,300 | — | |
| 23 Apr 2007 | PURCHASE | LEHMAN BROTHERS FIRST TRUST INCOME OPPORTUNITY FUND | 982 | 15.21 USD | first after silence |
| 11 May 2004 | PURCHASE | LEHMAN BROTHERS FIRST TRUST INCOME OPPORTUNITY FUND | 3,400 | 13.90 USD | |
| 11 May 2004 | PURCHASE | LEHMAN BROTHERS FIRST TRUST INCOME OPPORTUNITY FUND | 1,600 | 13.93 USD |
2 purchases reported after at least 12 months of silence — most recent on 07 May 2013.