Holdings derived from the most recent reported transactions. Not adjusted for stock splits or share-class conversions.
| Issuer | Shares | Source | Last tx | Detail |
|---|---|---|---|---|
| WCA WASTE CORP | 0 | reported | 23 Mar 2012 | tx 15+74,970−171,653 |
| FIRSTCITY FINANCIAL CORP | 0 | reported | 17 May 2013 | tx 20+50,459−349,792 |
| SANDERS MORRIS HARRIS GROUP INC | 0 | reported | 20 Sept 2012 | tx 60+96,300−107,728 |
| Date | Type | Issuer | Qty | Price | Signals |
|---|---|---|---|---|---|
| 17 May 2013 | OTHER | FIRSTCITY FINANCIAL CORP | 317,792 | — | |
| 17 May 2013 | OTHER | FIRSTCITY FINANCIAL CORP | 4,500 | — | |
| 17 May 2013 | OTHER | FIRSTCITY FINANCIAL CORP | 5,000 | — | deriv |
| 17 May 2013 | OTHER | FIRSTCITY FINANCIAL CORP | 5,000 | — | deriv |
| 17 May 2013 | OTHER | FIRSTCITY FINANCIAL CORP | 5,000 | — | deriv |
| 17 May 2013 | OTHER | FIRSTCITY FINANCIAL CORP | 5,000 | — | deriv |
| 20 Sept 2012 | OTHER | SANDERS MORRIS HARRIS GROUP INC | 97,728 | 8.85 USD | |
| 20 Sept 2012 | OTHER | SANDERS MORRIS HARRIS GROUP INC | 10,000 | — | deriv |
| 23 Mar 2012 | OTHER | WCA WASTE CORP | 145,431 | 6.50 USD | |
| 23 Mar 2012 | OTHER | WCA WASTE CORP | 20,000 | 0.00 USD | deriv |
| 02 Mar 2012 | GRANT_AWARD | FIRSTCITY FINANCIAL CORP | 3,750 | 0.00 USD | |
| 27 Dec 2011 | GRANT_AWARD | FIRSTCITY FINANCIAL CORP | 4,500 | 7.99 USD | |
| 05 Jul 2011 | EXERCISE | FIRSTCITY FINANCIAL CORP | 5,000 | 4.69 USD | |
| 05 Jul 2011 | EXERCISE | FIRSTCITY FINANCIAL CORP | 5,000 | 0.00 USD | deriv |
| 13 Jun 2011 | PURCHASE | SANDERS MORRIS HARRIS GROUP INC | 212 | 7.16 USD | |
| 10 Jun 2011 | PURCHASE | SANDERS MORRIS HARRIS GROUP INC | 2,500 | 7.09 USD | |
| 10 Jun 2011 | PURCHASE | SANDERS MORRIS HARRIS GROUP INC | 500 | 7.10 USD | |
| 27 May 2011 | GRANT_AWARD | SANDERS MORRIS HARRIS GROUP INC | 3,000 | 7.90 USD | |
| 27 May 2011 | GRANT_AWARD | SANDERS MORRIS HARRIS GROUP INC | 5,535 | 7.90 USD | |
| 14 Apr 2011 | PURCHASE | SANDERS MORRIS HARRIS GROUP INC | 11 | 8.14 USD | |
| 14 Apr 2011 | PURCHASE | SANDERS MORRIS HARRIS GROUP INC | 589 | 8.19 USD | |
| 14 Apr 2011 | PURCHASE | SANDERS MORRIS HARRIS GROUP INC | 1,400 | 8.15 USD | |
| 15 Mar 2011 | GRANT_AWARD | FIRSTCITY FINANCIAL CORP | 3,894 | 0.00 USD | |
| 13 Dec 2010 | PURCHASE | SANDERS MORRIS HARRIS GROUP INC | 1,000 | 7.42 USD | |
| 10 Dec 2010 | PURCHASE | SANDERS MORRIS HARRIS GROUP INC | 2,548 | 7.02 USD |
1 purchase reported after at least 12 months of silence — most recent on 08 Apr 2009.