Holdings derived from the most recent reported transactions. Not adjusted for stock splits or share-class conversions.
| Issuer | Shares | Source | Last tx | Detail |
|---|---|---|---|---|
| SRH Total Return Fund, Inc. | 27,879 | reported | 20 Mar 2015 | tx 12+90,274−13,136 |
| FIRST FINANCIAL FUND INC | 0 | reported | 20 Mar 2015 | tx 9+17,724.62−40,488 |
| BOULDER TOTAL RETURN FUND INC | 0 | reported | 20 Mar 2015 | tx 3−18,032 |
| Date | Type | Issuer | Qty | Price | Signals |
|---|---|---|---|---|---|
| 20 Mar 2015 | SALE | BOULDER TOTAL RETURN FUND INC | 6,016 | — | |
| 20 Mar 2015 | SALE | FIRST FINANCIAL FUND INC | 20,244 | — | |
| 20 Mar 2015 | PURCHASE | SRH Total Return Fund, Inc. | 22,505 | — | |
| 20 Mar 2015 | PURCHASE | SRH Total Return Fund, Inc. | 18,777 | — | first after silence |
| 04 Jun 2010 | PURCHASE | FIRST FINANCIAL FUND INC | 1,500 | 6.20 USD | |
| 07 Jun 2010 | PURCHASE | FIRST FINANCIAL FUND INC | 5,000 | 6.20 USD | |
| 02 Jun 2010 | PURCHASE | FIRST FINANCIAL FUND INC | 1,500 | 6.20 USD | |
| 27 May 2010 | PURCHASE | FIRST FINANCIAL FUND INC | 2,000 | 6.10 USD | first after silence |
| 22 May 2009 | PURCHASE | SRH Total Return Fund, Inc. | 6,000 | 4.48 USD | first after silence |
| 22 May 2009 | SALE | BOULDER TOTAL RETURN FUND INC | 6,000 | 9.33 USD | |
| 20 Jun 2008 | EXERCISE | SRH Total Return Fund, Inc. | 978 | 7.48 USD | |
| 20 Jun 2008 | EXERCISE | SRH Total Return Fund, Inc. | 2,934 | 0.00 USD | deriv |
| 14 Sept 2007 | EXERCISE | SRH Total Return Fund, Inc. | 67 | 8.67 USD | |
| 14 Sept 2007 | EXERCISE | SRH Total Return Fund, Inc. | 667 | 8.67 USD | |
| 14 Sept 2007 | EXERCISE | SRH Total Return Fund, Inc. | 2,001 | 0.00 USD | deriv |
| 14 Sept 2007 | EXERCISE | SRH Total Return Fund, Inc. | 201 | 0.00 USD | deriv |
| 04 Jan 2007 | OTHER | FIRST FINANCIAL FUND INC | 933.62 | 14.97 USD | |
| 18 Aug 2006 | SALE | SRH Total Return Fund, Inc. | 8,000 | 8.41 USD | |
| 04 Jan 2006 | OTHER | FIRST FINANCIAL FUND INC | 1,891 | 14.83 USD | |
| 22 Aug 2003 | PURCHASE | FIRST FINANCIAL FUND INC | 4,900 | 14.90 USD |
3 purchases reported after at least 12 months of silence — most recent on 20 Mar 2015.