Holdings derived from the most recent reported transactions. Not adjusted for stock splits or share-class conversions.
| Issuer | Shares | Source | Last tx | Detail |
|---|---|---|---|---|
| AXS ONE INC | 2,403,125 | reported | 13 May 2008 | tx 3+200,000 |
| UNIFY CORP | 0 | reported | 23 Nov 2015 | tx 9+690,378−3,842,455 |
| Date | Type | Issuer | Qty | Price | Signals |
|---|---|---|---|---|---|
| 23 Nov 2015 | TENDER | UNIFY CORP | 534 | 0.82 USD | |
| 19 May 2014 | OTHER | UNIFY CORP | 3,353 | — | |
| 23 Nov 2015 | TENDER | UNIFY CORP | 3,183,190 | 0.82 USD | |
| 23 Nov 2015 | OTHER | UNIFY CORP | 655,378 | 0.72 USD | deriv |
| 10 Dec 2014 | GRANT_AWARD | UNIFY CORP | 655,378 | 0.72 USD | deriv |
| 01 May 2012 | GRANT_AWARD | UNIFY CORP | 12,500 | 1.40 USD | deriv |
| 01 Jul 2011 | GRANT_AWARD | UNIFY CORP | 7,500 | 1.92 USD | deriv |
| 02 May 2011 | GRANT_AWARD | UNIFY CORP | 5,000 | 2.90 USD | deriv |
| 04 May 2010 | GRANT_AWARD | UNIFY CORP | 10,000 | 3.56 USD | deriv |
| 13 May 2008 | GRANT_AWARD | AXS ONE INC | 10,000 | 0.00 USD | |
| 13 May 2008 | GRANT_AWARD | AXS ONE INC | 150,000 | 0.00 USD | |
| 29 May 2007 | GRANT_AWARD | AXS ONE INC | 40,000 | 0.00 USD |