Holdings derived from the most recent reported transactions. Not adjusted for stock splits or share-class conversions.
| Issuer | Shares | Source | Last tx | Detail |
|---|---|---|---|---|
| Southridge Technology Group, Inc. | 1,316,666 | reported | 04 Jun 2008 | tx 3+1,100,000−400,000 |
| Collexis Holdings, Inc. | 966,667 | reported | 07 Jul 2008 | tx 1+666,667 |
| NEURO-HITECH PHARMACEUTICALS INC | 300,000 | reported | 24 Jun 2008 | tx 14+870,486 |
| RCS Capital Corp | 116,900 | reported | 18 Dec 2015 | tx 15+132,385−20,346 |
| PAR PHARMACEUTICAL COMPANIES, INC. | 59,971 | reported | 09 Jan 2006 | tx 6+132,670 |
| ASSEMBLY BIOSCIENCES, INC. | 10,000 | reported | 17 May 2019 | tx 14+267,000−11,000 |
| OPTIMER PHARMACEUTICALS INC | 0 | reported | 24 Oct 2013 | tx 15+40,000−53,461 |
| FS Development Corp. II | 0 | reported | 31 Aug 2023 | tx 7+150,000−220,390 |
| Date | Type | Issuer | Qty | Price | Signals |
|---|---|---|---|---|---|
| 31 Aug 2023 | TENDER | FS Development Corp. II | 70,390 | — | |
| 31 Aug 2023 | OTHER | FS Development Corp. II | 37,500 | — | deriv |
| 31 Aug 2023 | OTHER | FS Development Corp. II | 75,000 | — | deriv |
| 31 Aug 2023 | OTHER | FS Development Corp. II | 37,500 | — | deriv |
| 01 Jun 2023 | GRANT_AWARD | FS Development Corp. II | 37,500 | 0.00 USD | deriv |
| 08 Jun 2022 | GRANT_AWARD | FS Development Corp. II | 37,500 | 0.00 USD | deriv |
| 23 Dec 2021 | GRANT_AWARD | FS Development Corp. II | 75,000 | 0.00 USD | deriv |
| 17 May 2019 | GRANT_AWARD | ASSEMBLY BIOSCIENCES, INC. | 10,000 | 0.00 USD | deriv |
| 30 May 2018 | GRANT_AWARD | ASSEMBLY BIOSCIENCES, INC. | 7,500 | 0.00 USD | deriv |
| 01 Jun 2017 | GRANT_AWARD | ASSEMBLY BIOSCIENCES, INC. | 7,500 | 0.00 USD | deriv |
| 02 Jun 2016 | GRANT_AWARD | ASSEMBLY BIOSCIENCES, INC. | 10,000 | 0.00 USD | deriv |
| 18 Dec 2015 | OTHER | RCS Capital Corp | 4,424 | 11.30 USD | |
| 18 Dec 2015 | OTHER | RCS Capital Corp | 3,791 | 11.21 USD | |
| 18 Dec 2015 | OTHER | RCS Capital Corp | 1,070 | 11.21 USD | |
| 18 Dec 2015 | OTHER | RCS Capital Corp | 6,637 | 11.30 USD | |
| 18 Dec 2015 | OTHER | RCS Capital Corp | 4,424 | 11.30 USD | |
| 18 Aug 2015 | GRANT_AWARD | RCS Capital Corp | 99,206 | 2.52 USD | |
| 28 May 2015 | GRANT_AWARD | ASSEMBLY BIOSCIENCES, INC. | 10,000 | 0.00 USD | deriv |
| 13 Jan 2015 | GRANT_AWARD | RCS Capital Corp | 3,791 | 11.21 USD | |
| 13 Jan 2015 | GRANT_AWARD | RCS Capital Corp | 6,637 | 11.30 USD | |
| 13 Jan 2015 | GRANT_AWARD | RCS Capital Corp | 1,070 | 11.21 USD | |
| 13 Jan 2015 | GRANT_AWARD | RCS Capital Corp | 4,424 | 11.30 USD | |
| 13 Jan 2015 | GRANT_AWARD | RCS Capital Corp | 4,424 | 11.30 USD | |
| 10 Jul 2014 | OTHER | ASSEMBLY BIOSCIENCES, INC. | 2,000 | 0.00 USD | deriv |
| 10 Jul 2014 | GRANT_AWARD | ASSEMBLY BIOSCIENCES, INC. | 64,000 | 0.00 USD | deriv |
2 purchases reported after at least 12 months of silence — most recent on 05 Jun 2014.