Holdings derived from the most recent reported transactions. Not adjusted for stock splits or share-class conversions.
| Issuer | Shares | Source | Last tx | Detail |
|---|---|---|---|---|
| Capitala Finance Corp. | 28,385 | reported | 20 Dec 2018 | tx 24+46,300−18,750 |
| Park Sterling Corp | 25,260 | reported | 24 Feb 2011 | tx 3+46,500 |
| Date | Type | Issuer | Qty | Price | Signals |
|---|---|---|---|---|---|
| 20 Dec 2018 | PURCHASE | Capitala Finance Corp. | 1,500 | 6.76 USD | first after silence |
| 01 Jun 2018 | EXERCISE | Capitala Finance Corp. | 8,500 | — | |
| 01 Jun 2018 | EXERCISE | Capitala Finance Corp. | 8,500 | 0.00 USD | deriv |
| 25 Sept 2017 | EXERCISE | Capitala Finance Corp. | 6,375 | — | |
| 25 Sept 2017 | EXERCISE | Capitala Finance Corp. | 6,375 | 0.00 USD | deriv |
| 10 Aug 2017 | PURCHASE | Capitala Finance Corp. | 1,100 | 9.05 USD | first after silence |
| 25 Sept 2016 | EXERCISE | Capitala Finance Corp. | 2,125 | — | |
| 25 Sept 2016 | GRANT_AWARD | Capitala Finance Corp. | 3,000 | 0.00 USD | deriv |
| 25 Sept 2016 | EXERCISE | Capitala Finance Corp. | 2,125 | 0.00 USD | deriv |
| 13 Nov 2015 | PURCHASE | Capitala Finance Corp. | 750 | 13.50 USD | |
| 15 Sept 2015 | EXERCISE | Capitala Finance Corp. | 1,750 | — | |
| 15 Sept 2015 | EXERCISE | Capitala Finance Corp. | 1,750 | 0.00 USD | deriv |
| 27 May 2015 | PURCHASE | Capitala Finance Corp. | 600 | 17.17 USD | |
| 26 Feb 2015 | GRANT_AWARD | Capitala Finance Corp. | 15,750 | 0.00 USD | deriv |
| 19 Dec 2014 | PURCHASE | Capitala Finance Corp. | 500 | 18.79 USD | first after silence |
| 23 Sept 2014 | OTHER | Capitala Finance Corp. | 1,750 | 18.41 USD | |
| 18 Nov 2013 | PURCHASE | Capitala Finance Corp. | 100 | 19.14 USD | |
| 18 Nov 2013 | PURCHASE | Capitala Finance Corp. | 555 | 19.14 USD | |
| 18 Nov 2013 | PURCHASE | Capitala Finance Corp. | 200 | 19.12 USD | first after silence |
| 18 Nov 2013 | PURCHASE | Capitala Finance Corp. | 300 | 19.12 USD | |
| 18 Nov 2013 | PURCHASE | Capitala Finance Corp. | 860 | 19.13 USD | |
| 18 Nov 2013 | PURCHASE | Capitala Finance Corp. | 285 | 19.13 USD | |
| 18 Nov 2013 | PURCHASE | Capitala Finance Corp. | 100 | 19.14 USD | |
| 18 Nov 2013 | PURCHASE | Capitala Finance Corp. | 200 | 19.12 USD | |
| 15 May 2010 | PURCHASE | Park Sterling Corp | 400 | 7.35 USD |
4 purchases reported after at least 12 months of silence — most recent on 20 Dec 2018.