| 14 Jun 2023 | PURCHASE | Carlyle Tactical Private Credit Fund | 400,000 | 25.00 USD | |
| 14 Jun 2023 | PURCHASE | Carlyle Tactical Private Credit Fund | 400,000 | 25.00 USD | |
| 17 Nov 2022 | OTHER | ClearBridge Energy MLP Fund Inc. | 82 | 0.00 USD | |
| 17 Nov 2022 | OTHER | ClearBridge Energy MLP Fund Inc. | 44 | 0.00 USD | |
| 17 Nov 2022 | OTHER | ClearBridge Energy MLP Fund Inc. | 44 | 0.00 USD | |
| 17 Nov 2022 | OTHER | ClearBridge Energy MLP Fund Inc. | 82 | 0.00 USD | |
| 01 Sept 2022 | PURCHASE | Carlyle Tactical Private Credit Fund | 720,000 | 25.00 USD | first after silence |
| 24 Apr 2020 | OTHER | KAYNE ANDERSON MIDSTREAM/ENERGY FUND, INC. | 2,164,519 | 2198430.00 USD | |
| 24 Apr 2020 | OTHER | KAYNE ANDERSON MIDSTREAM/ENERGY FUND, INC. | 551,699 | 25.46 USD | |
| 27 Mar 2020 | OTHER | ClearBridge Energy MLP Fund Inc. | 1,049,019.61 | 1070505.86 USD | |
| 27 Mar 2020 | OTHER | ClearBridge Energy MLP Fund Inc. | 393,382.35 | 401323.86 USD | |
| 27 Mar 2020 | OTHER | ClearBridge Energy MLP Fund Inc. | 1,442,401.96 | 1472794.97 USD | |
| 01 Mar 2019 | OTHER | DNP SELECT INCOME FUND INC | 1,000 | 100000.00 USD | |
| 29 Jan 2019 | PURCHASE | DNP SELECT INCOME FUND INC | 660 | 100000.00 USD | first after silence |
| 16 Nov 2018 | OTHER | CLEARBRIDGE AMERICAN ENERGY MLP FUND INC. | 70 | — | |
| 16 Nov 2018 | OTHER | CLEARBRIDGE AMERICAN ENERGY MLP FUND INC. | 30 | — | |
| 16 Nov 2018 | OTHER | CLEARBRIDGE AMERICAN ENERGY MLP FUND INC. | 16,887,467.92 | — | |
| 16 Nov 2018 | OTHER | CLEARBRIDGE AMERICAN ENERGY MLP FUND INC. | 22,643,477.92 | — | |
| 19 Nov 2008 | OTHER | TORTOISE ENERGY INFRASTRUCTURE CORP | 12,600,000 | 12852000.00 USD | |
| 24 Dec 2015 | OTHER | KAYNE ANDERSON MIDSTREAM/ENERGY FUND, INC. | 133,333 | 25.50 USD | |
| 16 Feb 2016 | OTHER | KAYNE ANDERSON MIDSTREAM/ENERGY FUND, INC. | 266,667 | 25.50 USD | |
| 16 Feb 2016 | OTHER | KAYNE ANDERSON MIDSTREAM/ENERGY FUND, INC. | 150,000 | 25.50 USD | |
| 24 Sept 2015 | OTHER | KAYNE ANDERSON MIDSTREAM/ENERGY FUND, INC. | 5,454,545.45 | 5498181.81 USD | |
| 29 Sept 2015 | OTHER | KAYNE ANDERSON MIDSTREAM/ENERGY FUND, INC. | 3,636,363.64 | 3665454.55 USD | |
| 18 Feb 2016 | OTHER | KAYNE ANDERSON MIDSTREAM/ENERGY FUND, INC. | 1,800,000 | 1836000.00 USD | |