Holdings derived from the most recent reported transactions. Not adjusted for stock splits or share-class conversions.
| Issuer | Shares | Source | Last tx | Detail |
|---|---|---|---|---|
| Live Oak Acquisition Corp | 147,826 | reported | 18 Jul 2024 | tx 10+1,167,643−26,578 |
| Nuveen AMT-Free Quality Municipal Income Fund | 22,500 | reported | 17 Feb 2010 | tx 3+27,000 |
| Nuveen AMT-Free Municipal Credit Income Fund | 22,500 | reported | 17 Feb 2010 | tx 3+27,000 |
| Nuveen Credit Strategies Income Fund | 16,000 | reported | 03 Aug 2007 | tx 1+16,000 |
| Nuveen Tax-Advantaged Floating Rate Fund | 15,000 | reported | 03 Aug 2007 | tx 1+15,000 |
| Nuveen Core Equity Alpha Fund | 11,500 | reported | 03 Aug 2007 | tx 1+11,500 |
| Nuveen Global Value Opportunities Fund | 11,000 | reported | 06 Aug 2007 | tx 1+11,000 |
| Nuveen Flexible Investment Income Fund | 10,000 | reported | 28 Jun 2013 | tx 1+10,000 |
| NUVEEN REAL ESTATE INCOME FUND | 10,000 | reported | 03 Aug 2007 | tx 1+10,000 |
| Nuveen Equity Premium Advantage Fund | 5,500 | reported | 23 Aug 2010 | tx 3+6,185−6,185 |
| Date | Type | Issuer | Qty | Price | Signals |
|---|---|---|---|---|---|
| 18 Jul 2024 | GRANT_AWARD | Live Oak Acquisition Corp | 147,826 | 0.00 USD | deriv |
| 01 Jun 2024 | EXERCISE | Live Oak Acquisition Corp | 26,578 | 0.00 USD | |
| 01 Jun 2024 | EXERCISE | Live Oak Acquisition Corp | 26,578 | 0.00 USD | deriv |
| 01 Jun 2023 | GRANT_AWARD | Live Oak Acquisition Corp | 26,578 | 0.00 USD | deriv |
| 16 May 2022 | GRANT_AWARD | Live Oak Acquisition Corp | 43,243 | — | deriv |
| 08 Jul 2021 | OTHER | Live Oak Acquisition Corp | 181,972 | — | |
| 08 Jul 2021 | OTHER | Live Oak Acquisition Corp | 363,943 | — | |
| 23 Mar 2021 | OTHER | Live Oak Acquisition Corp | 218,335 | — | deriv |
| 23 Mar 2021 | OTHER | Live Oak Acquisition Corp | 109,168 | — | deriv |
| 29 Dec 2020 | GRANT_AWARD | Live Oak Acquisition Corp | 50,000 | — | deriv |
| 28 Jun 2013 | PURCHASE | Nuveen Flexible Investment Income Fund | 10,000 | 20.00 USD | first after silence |
| 23 Aug 2010 | SALE | Nuveen Equity Premium Advantage Fund | 5,500 | 13.11 USD | |
| 23 Aug 2010 | SALE | Nuveen Equity Premium Advantage Fund | 685 | 13.10 USD | anomaly |
| 17 Feb 2010 | PURCHASE | Nuveen AMT-Free Municipal Credit Income Fund | 18,000 | 10.17 USD | |
| 17 Feb 2010 | PURCHASE | Nuveen AMT-Free Quality Municipal Income Fund | 18,000 | 10.07 USD | |
| 16 Feb 2010 | PURCHASE | Nuveen AMT-Free Municipal Credit Income Fund | 4,500 | 10.16 USD | first after silenceanomaly |
| 16 Feb 2010 | PURCHASE | Nuveen AMT-Free Quality Municipal Income Fund | 4,500 | 10.06 USD | anomaly |
| 13 May 2008 | PURCHASE | Nuveen Equity Premium Advantage Fund | 6,185 | 16.22 USD | |
| 13 Nov 2007 | OTHER | NUVEEN INVESTMENTS INC | 301,183 | — | |
| 13 Nov 2007 | OTHER | NUVEEN INVESTMENTS INC | 170,000 | 37.88 USD | deriv |
| 13 Nov 2007 | OTHER | NUVEEN INVESTMENTS INC | 355,332 | 53.00 USD | deriv |
| 13 Nov 2007 | OTHER | NUVEEN INVESTMENTS INC | 209,797 | 39.11 USD | deriv |
| 13 Nov 2007 | OTHER | NUVEEN INVESTMENTS INC | 269,652 | 35.96 USD | deriv |
| 13 Nov 2007 | OTHER | NUVEEN INVESTMENTS INC | 135,618 | 26.99 USD | deriv |
| 13 Nov 2007 | OTHER | NUVEEN INVESTMENTS INC | 342,000 | 26.99 USD | deriv |
2 purchases reported after at least 12 months of silence — most recent on 28 Jun 2013.