Holdings derived from the most recent reported transactions. Not adjusted for stock splits or share-class conversions.
| Issuer | Shares | Source | Last tx | Detail |
|---|---|---|---|---|
| INHIBITEX, INC. | 4,557,982 | reported | 09 Jun 2004 | tx 5+5,504,809−8,301,395 |
| PHARMION CORP | 2,894,268 | reported | 28 Sept 2004 | tx 3+414,470−1,447,000 |
| OCCAM NETWORKS INC/DE | 200,000 | reported | 19 Nov 2003 | tx 1+200,000 |
| ARADIGM CORP | 0 | reported | 20 Feb 2004 | tx 4+3,229−83,503 |
| ZHONE TECHNOLOGIES INC | 0 | reported | 13 Nov 2003 | tx 5+12,831,205−25,662,410 |
| Date | Type | Issuer | Qty | Price | Signals |
|---|---|---|---|---|---|
| 28 Sept 2004 | OTHER | PHARMION CORP | 1,447,000 | — | |
| 28 Sept 2004 | OTHER | PHARMION CORP | 14,470 | — | |
| 09 Jun 2004 | CONVERSION | INHIBITEX, INC. | 3,487,982 | 0.00 USD | |
| 09 Jun 2004 | OTHER | INHIBITEX, INC. | 946,827 | 0.00 USD | deriv |
| 09 Jun 2004 | CONVERSION | INHIBITEX, INC. | 6,017,132 | 0.00 USD | deriv |
| 09 Jun 2004 | CONVERSION | INHIBITEX, INC. | 2,284,263 | 0.00 USD | deriv |
| 03 Jun 2004 | PURCHASE | INHIBITEX, INC. | 1,070,000 | 7.00 USD | |
| 20 Feb 2004 | SALE | ARADIGM CORP | 10,247 | 2.35 USD | |
| 22 Dec 2003 | SALE | ARADIGM CORP | 3,229 | 1.78 USD | |
| 11 Dec 2003 | OTHER | ARADIGM CORP | 70,027 | 0.00 USD | |
| 11 Dec 2003 | OTHER | ARADIGM CORP | 3,229 | 0.00 USD | |
| 19 Nov 2003 | PURCHASE | OCCAM NETWORKS INC/DE | 200,000 | 10.00 USD | deriv |
| 13 Nov 2003 | CONVERSION | ZHONE TECHNOLOGIES INC | 6,875,000 | 4.00 USD | |
| 13 Nov 2003 | CONVERSION | ZHONE TECHNOLOGIES INC | 5,956,205 | 2.02 USD | |
| 13 Nov 2003 | TENDER | ZHONE TECHNOLOGIES INC | 12,831,205 | 0.00 USD | |
| 13 Nov 2003 | CONVERSION | ZHONE TECHNOLOGIES INC | 6,875,000 | 4.00 USD | deriv |
| 13 Nov 2003 | CONVERSION | ZHONE TECHNOLOGIES INC | 5,956,205 | 2.02 USD | deriv |
| 05 Nov 2003 | PURCHASE | PHARMION CORP | 400,000 | 14.00 USD |