Average stock performance after each discretionary buy, measured at 1, 3 and 6 months. 5 buys in history.
Holdings derived from the most recent reported transactions. Not adjusted for stock splits or share-class conversions.
| Issuer | Shares | Source | Last tx | Detail |
|---|---|---|---|---|
| MEDLEY MANAGEMENT INC. | 133,224 | reported | 19 Jan 2021 | tx 13+909,422−183,224 |
| PENNANTPARK INVESTMENT CORP | 30,000 | reported | 11 Mar 2026 | tx 3+30,000 |
| PennantPark Floating Rate Capital Ltd. | 25,000 | reported | 11 Mar 2026 | tx 2+25,000 |
| PhenixFIN Corp | 20,000 | reported | 28 May 2015 | tx 3+20,000 |
| SARATOGA INVESTMENT CORP. | 10,000 | reported | 09 Jun 2008 | tx 11+10,480 |
| Date | Type | Issuer | Qty | Price | Signals |
|---|---|---|---|---|---|
| 11 Mar 2026 | PURCHASE | PENNANTPARK INVESTMENT CORP | 15,000 | 4.88 USD | first after silence |
| 11 Mar 2026 | PURCHASE | PennantPark Floating Rate Capital Ltd. | 15,000 | 8.15 USD | |
| 30 May 2024 | PURCHASE | PennantPark Floating Rate Capital Ltd. | 10,000 | 11.30 USD | |
| 12 Mar 2024 | PURCHASE | PENNANTPARK INVESTMENT CORP | 5,000 | 6.80 USD | |
| 15 May 2023 | PURCHASE | PENNANTPARK INVESTMENT CORP | 10,000 | 5.35 USD | first after silence |
| 15 Jan 2021 | GRANT_AWARD | MEDLEY MANAGEMENT INC. | 59,753 | 0.00 USD | |
| 19 Jan 2021 | CONVERSION | MEDLEY MANAGEMENT INC. | 73,471 | — | |
| 15 Jan 2021 | OTHER | MEDLEY MANAGEMENT INC. | 59,753 | 0.00 USD | deriv |
| 19 Jan 2021 | CONVERSION | MEDLEY MANAGEMENT INC. | 73,471 | 0.00 USD | deriv |
| 06 Jul 2020 | GRANT_AWARD | MEDLEY MANAGEMENT INC. | 92,230 | 0.00 USD | deriv |
| 04 Jun 2019 | GRANT_AWARD | MEDLEY MANAGEMENT INC. | 335,968 | 0.00 USD | deriv |
| 11 May 2018 | GRANT_AWARD | MEDLEY MANAGEMENT INC. | 79,000 | 0.00 USD | deriv |
| 11 May 2018 | GRANT_AWARD | MEDLEY MANAGEMENT INC. | 49,000 | 0.00 USD | deriv |
| 28 Mar 2018 | GRANT_AWARD | MEDLEY MANAGEMENT INC. | 70,000 | 0.00 USD | deriv |
| 22 Feb 2017 | OTHER | MEDLEY MANAGEMENT INC. | 50,000 | 0.00 USD | deriv |
| 22 Feb 2017 | GRANT_AWARD | MEDLEY MANAGEMENT INC. | 50,000 | 0.00 USD | deriv |
| 22 Feb 2017 | GRANT_AWARD | MEDLEY MANAGEMENT INC. | 50,000 | 0.00 USD | deriv |
| 16 Mar 2016 | GRANT_AWARD | MEDLEY MANAGEMENT INC. | 50,000 | 0.00 USD | deriv |
| 28 May 2015 | PURCHASE | PhenixFIN Corp | 5,000 | 9.34 USD | |
| 11 Dec 2014 | PURCHASE | PhenixFIN Corp | 10,000 | 8.99 USD | first after silence |
| 21 Dec 2011 | PURCHASE | PhenixFIN Corp | 5,000 | 9.50 USD | first after silence |
| 09 Jun 2008 | PURCHASE | SARATOGA INVESTMENT CORP. | 450 | 10.40 USD | |
| 02 Jun 2008 | PURCHASE | SARATOGA INVESTMENT CORP. | 685 | 10.30 USD | |
| 02 Jun 2008 | PURCHASE | SARATOGA INVESTMENT CORP. | 685 | 10.30 USD | |
| 22 Jan 2008 | PURCHASE | SARATOGA INVESTMENT CORP. | 200 | 10.49 USD |
4 purchases reported after at least 12 months of silence — most recent on 11 Mar 2026.