Holdings derived from the most recent reported transactions. Not adjusted for stock splits or share-class conversions.
| Issuer | Shares | Source | Last tx | Detail |
|---|---|---|---|---|
| Capitala Finance Corp. | 12,187 | reported | 13 Jun 2019 | tx 56+766,653.53−2,213,194.71 |
| Date | Type | Issuer | Qty | Price | Signals |
|---|---|---|---|---|---|
| 01 May 2019 | OTHER | Capitala Finance Corp. | 21,245.28 | 0.00 USD | |
| 13 Jun 2019 | PURCHASE | Capitala Finance Corp. | 2,576 | 9.17 USD | first after silence |
| 01 Jun 2018 | EXERCISE | Capitala Finance Corp. | 80,204.25 | — | |
| 01 Jun 2018 | EXERCISE | Capitala Finance Corp. | 237,739.43 | — | |
| 01 Jun 2018 | EXERCISE | Capitala Finance Corp. | 80,204.43 | 0.00 USD | deriv |
| 01 Jun 2018 | EXERCISE | Capitala Finance Corp. | 237,739.43 | 0.00 USD | deriv |
| 01 Dec 2017 | PURCHASE | Capitala Finance Corp. | 260 | 7.62 USD | anomaly |
| 01 Dec 2017 | PURCHASE | Capitala Finance Corp. | 260 | 7.62 USD | anomaly |
| 14 Nov 2017 | PURCHASE | Capitala Finance Corp. | 20,000 | 7.78 USD | |
| 13 Nov 2017 | PURCHASE | Capitala Finance Corp. | 60,000 | 7.76 USD | |
| 14 Nov 2017 | PURCHASE | Capitala Finance Corp. | 9,000 | 7.80 USD | |
| 24 Sept 2017 | OTHER | Capitala Finance Corp. | 24,000 | — | |
| 25 Sept 2017 | EXERCISE | Capitala Finance Corp. | 180,554.66 | — | |
| 21 Sept 2017 | PURCHASE | Capitala Finance Corp. | 100 | 9.11 USD | anomaly |
| 21 Sept 2017 | PURCHASE | Capitala Finance Corp. | 100 | 9.12 USD | anomaly |
| 24 Sept 2017 | OTHER | Capitala Finance Corp. | 2,854.72 | — | |
| 24 Sept 2017 | OTHER | Capitala Finance Corp. | 21,145.28 | — | |
| 25 Sept 2017 | EXERCISE | Capitala Finance Corp. | 60,153.26 | — | |
| 24 Sept 2017 | OTHER | Capitala Finance Corp. | 24,000 | 0.00 USD | deriv |
| 25 Sept 2017 | EXERCISE | Capitala Finance Corp. | 180,554.66 | 0.00 USD | deriv |
| 25 Sept 2017 | EXERCISE | Capitala Finance Corp. | 60,153.26 | 0.00 USD | deriv |
| 11 Aug 2017 | PURCHASE | Capitala Finance Corp. | 9,611 | 9.00 USD | first after silence |
| 25 Sept 2016 | EXERCISE | Capitala Finance Corp. | 63,185 | — | |
| 25 Sept 2016 | EXERCISE | Capitala Finance Corp. | 20,051 | — | |
| 25 Sept 2016 | EXERCISE | Capitala Finance Corp. | 20,051 | 0.00 USD | deriv |
2 purchases reported after at least 12 months of silence — most recent on 13 Jun 2019.